CABINET FOR HEALTH AND FAMILY SERVICES
Department for Community Based Services
Division of Protection and Permanency
(As Amended at ARRS, November 13, 2017)
922 KAR 1:430. Child protective services in-home case planning and service delivery.
RELATES TO: KRS 600.010, 600.020, 605.130, 620.050(3), 620.072, 42 U.S.C. 620-629m, 1397-1397h, 5106a
STATUTORY AUTHORITY: KRS 194A.050(1), 605.150(1)
FUNCTION, AND CONFORMITY: KRS 194A.050(1)[
the Secretary for the Cabinet for Health and Family Services to promulgate
administrative regulations necessary to operate programs and fulfill the
responsibilities vested in the Cabinet for Health and Family Services,
qualify for the receipt of federal funds, and cooperate with other state and
federal agencies for the proper administration of the cabinet and its programs.
KRS 605.150(1) authorizes the cabinet to promulgate administrative
regulations to implement the provisions of KRS Chapter 605 - Administrative
Matters. This administrative regulation establishes cabinet procedures for
delivery of ongoing in-home case planning and service delivery for child
protection cases of abuse, neglect, or dependency[ ,] in compliance with
1. Definitions. (1) "Cabinet" is defined by[
"Case planning" means a process during which[
cabinet works with the family and other involved parties to identify conditions
within a family, which may cause the threat of harm to a child and that
need to be changed, and the services necessary to bring about familial changes
in order to facilitate a child’s safety and well being in the home environment.
"Permanency goals" means the goals for permanency established by[
described at] 922 KAR 1:140, Section 4.[ (4) "Prevention plan"
means a set of specific strategies and behaviors the family or individual
intends to practice in order to prevent reoccurrence of an abusive or
2. In-Home Case Planning. (1) If the cabinet has determined that a child shall
remain in the home, the cabinet shall review the results of the investigation[
or[ of the family in need of services] assessment conducted pursuant to
922 KAR 1:330[ , Section 3(12)(a)1 and 2,] to include:
(a) Reviewing the case history;
(b) Initiating contact with a family;
Completing a case plan[
P&P-1282, Family Case Plan,] with
input from the family and community supports,[ if parents agree] pursuant
to 922 KAR 1:140, Sections 3 and 5; and
Completing a Prevention Plan in accordance with 922 KAR 1:330[
prevention plan], if indicated, with input from family and community
assessment][ The Continuous Quality
Assessment (CQA)][ shall be completed or reviewed in accordance with
922 KAR 1:330, Section 3(9)][ (8)][ .] (3)
Another] assessment[ The CQA] shall:
(a) Be completed at least every six (6) months prior to each periodic case plan; and
1. Information gathered during contacts with the family and service providers;
2. Considerations of the level of cooperation and efforts made by the family members to reduce threat and address the high-risk behaviors that brought the family into contact with the department;
3. The family’s progress towards case plan objectives; and
4. Further services or case actions necessary to achieve the case plan objectives and case closure.
(4)] The cabinet shall advise a family receiving in-home
case planning and service delivery[ A DCBS-154, Protection and Permanency
Service Appeal Request, shall be mailed or hand delivered to a family, advising
them] of the right to a fair hearing in accordance with 922 KAR 1:320.
Service Delivery] Plan. (1) A case[ If
a case plan is required, a service delivery plan shall be provided as specified
in a family’s case plan. A service delivery] plan shall encompass:
(a) Identified expectations of a family and the cabinet; and
(b) Initiating linkage to community resources, including services to:
1. Address the high-risk behaviors of the family that brought the family to the attention of the cabinet; and
2. Meet the safety, health, and developmental needs of the child.
(2) If a child continues to reside in the home of a parent or guardian, the cabinet shall:
face-to-face] contact with the
1. To evaluate the family’s progress; and
2. In accordance with KRS 620.072; and
Make a monthly in-home, face-to-face visit with the[
family and] child
Observe the interaction between parent, child, and siblings;
Determine the appropriateness of interactions, such as the parent’s
ability to address the child’s needs, attachments, and cooperation among
Determine if parenting skills need improvement; and
Identify the protective capacity of the parent, including the parent’s
response to service provision and abilities to recognize the child’s needs,
control impulses, and express positive attachment to the child.
(3) If the home environment was indicated as an issue in the case plan, an in-home visit to assess the home shall be conducted.
4. Case Closure and Aftercare Planning. (1) A new assessment in
accordance with Section 2(2) of this administrative regulation[
shall be completed before an in-home case is closed.
The decision to close a[
child protective services assessment or] case
(a) Based on documentation that the original factors resulting in abuse, neglect, or dependency, or the risk of the abuse, neglect or dependency, has been resolved to the extent that the parent or guardian is able to:
(a)] Protect the child; and
(b)] Meet the needs of the child; and
(b) Reviewed and approved by the cabinet staff’s supervisor or designee.
Consideration for closure of a child protective service case shall[
occur if the following conditions are met:
(a) The child is no longer in need of protection; and
(b) The case planning or permanency goals have been achieved.
(4) The family shall be:
(a) Notified in writing of the decision to close the protective services case; and
Given a DCBS-154, Protection and Permanency Service Appeal
Request, in person or by certified mail, advising] of the right to a fair
hearing in accordance[ compliance] with 922 KAR 1:320[ , Section
(5) If it is determined that a protective services case is appropriate for closure, the cabinet shall work with the family to develop an aftercare plan in accordance with 922 KAR 1:330 by:
(a) Linking the family to community resources;
(b) Continuing preventative measures; and
(c) Instructing the family in how to use the aftercare plan.
The focus of the aftercare plan shall be to prevent a reoccurrence of child
abuse, neglect, or dependency.[
Section 5. Incorporation by Reference.
(1) "Prevention Plan", edition 11/00, is incorporated by reference. (2)
This material made be inspected, copied, or obtained, subject to applicable
copyright law, at the Department for Community Based Services, 275 East Main
Street, Frankfort, Kentucky 40621, Monday through Friday, 8 a.m. to 4:30 p.m.]
ADRIA JOHNSON, Commissioner
VICKIE YATES BROWN GLISSON, Secretary
APPROVED BY AGENCY: October 19, 2017
FILED WITH LRC: October 11, 2017 at 4 p.m.
CONTACT PERSON: Laura Begin, Legislative and Regulatory Analyst, Office of Legislative and Regulatory Affairs, phone (502) 564-6746, fax 502-564-7573, email Laura.Begin@ky.gov